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Frequently Asked Questions

Why fee-based planning?

Fee-based planning means that you are paying for ongoing support. We believe that being available for our clients year-round is important. By collecting a fee, we can insure that when you have a question or concern, we will always make time to help you. This also means that you have access to our planning and investment websites at your convenience. 

How does a fiduciary work?

A fiduciary is legally obligated to act in the best interest of their clients. We weigh all options before producing a recommendation. Being a fiduciary means that we hold our firm to the highest standards and values. We manage plans and portfolios with the upmost care and aim to avoid the risk of losses and conflicts. 

How will we communicate?

Meetings are held over the phone or through Zoom. By having virtual meetings, time is used efficiently for both the planner and the client. The majority of our conversations are done through e-mail. This allows us to document important information and ensure that you are being replied to in a timely manner. 

How to learn more about the firm's methods?

To learn more about our firm's business and methods used with clients, please view the Form ADV Part 2A and Part 2B. This will also provide information on the registration of the advisor. 

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Forms and Disclosures

If you’d like more information about our firm, get in touch today.

There are no warranties implied.

Eastlake Planning LLC is a registered investment adviser located in Dallas, Texas. It can only conduct business in states where it is registered or qualifies for an exemption or exclusion from registration requirements. The company's website provides general information about its advisory services, as well as access to additional investment-related information, publications, and links. The website's presence on the Internet should not be considered a solicitation by Eastlake Planning LLC to conduct transactions in securities or to provide personalized investment advice for compensation over the Internet. Any direct communication with a prospective client will be conducted by a representative who is registered or qualifies for an exemption or exclusion from registration in the client's state of residence. For information about Eastlake Planning LLC's registration status, please contact the state securities regulators in the relevant states. A copy of Eastlake Planning LLC's current written disclosure statement, which discusses its business operations, services, and fees, is available on the SEC’s investment adviser public information website (www.adviserinfo.sec.gov) or from Eastlake Planning LLC upon written request. Eastlake Planning LLC does not make any representations or warranties about the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to its website or included therein, and takes no responsibility for such information. The website and information are provided for guidance and informational purposes only. Investments involve risk and are not guaranteed unless otherwise stated. It is important to consult with a qualified financial adviser and/or tax professional before implementing any strategy. The website and information are not meant to offer investment, tax, or legal advice.

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